Investment Services

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To help you address your wealth management goals, we initiate a detailed consulting process to develop personalized strategies and solutions. This flexible approach is tailored to your unique circumstances.

 

 
  •  Analyze - The first step is discussing and understanding the goals, financial objectives, time horizons, and tolerance for risk for you and your family.
  •  Formalize - After a thorough evaluation of your goals, we will assist you in developing a written investment policy consistent with your financial objectives.
  •  Customize- Next, we propose customized strategies tailored to your financial goals
    and objectives.
  •  Implement - Once the optimal portfolio mix is agreed upon, we implement diversified investments that put your investment strategies to work.
  •  Monitor - Your portfolio is constantly reviewed through LPL performance reporting and adjustments are recommended to ensure your goals and objectives are addressed
     

Investment Services

  under $750,000* over $750,000 over $2,000,000
Investment
  • Mutual Funds
  • Exchange Traded Funds (ETF)
  • Mutual Funds
  • Exchange Traded Funds (ETF)
  • Equity and Bond Strategies
  • Institutional Money Managers
  • Customized Equity Strategies
  • Fixed Income Strategies
       
Email Updates
  • Weekly Commentary
  • Weekly Commentary
  • Special Updates
  • Weekly Commentary
  • Customized Bulletins
Statements
  • Quarterly
  • Monthly
  • Annual Summaries
  • Monthly
  • Annual Summaries



  Professional Services

  Fee Only under $750,000* over $750,000 over $2,000,000
LPL's Hourly Consulting Program

$200/hr

Specific analysis and advice
Specific analysis and advice
Retirement Planning

$250

 Specific analysis and advice
College Savings/Education Planning

$250

 Specific analysis and advice
Risk Management

$250

 Comprehensive Written Financial Plans begin at $1000
Financial Planning $250 Comprehensive Written Financial Plans begin at $1000
Estate Planning $250 Comprehensive Written Financial Plans begin at $1000
Divorce and Property Settlement Planning $250 Comprehensive Written Financial Plans begin at $1000
Asset Allocation/Diversification Reviews $250 Annually Semi-Annually On Going
Scheduled Review Meetings $250 Annually Semi-Annually Quarterly

Tax-Qualified program reviews
(401k, 403b/TSA)

$250 Annually Annually Semi-Annually
Tax-Deferred program reviews (Annuities/Insurance) $250 Annually Semi-Annually Quarterly
Tax-Deferred program reviews (Annuities/Insurance) $250 Annually Semi-Annually Quarterly
Executive Benefit Plan reviews $250 Annually Semi-Annually Quarterly
Concentrated Stock Position strategies $250 Annually Semi-Annually Quarterly

The advisors of TriSummit Investment Advisors are Registered Representatives with and offer securities and fee only services through
LPL Financial, a Registered Investment Adviser and/or TriSummit Investment Advisors, a California Registered Investment Adviser.

*Minimum initial portfolio value $750,000 (total household assets under management)

As always, thank you for your introductions.

 

Though LPL Financial, a Registered Investment Adviser (RIA), the Professionals at TriSummit Investment Advisors are able to offer investment advice and expertise on an hourly fee basis. We can provide advice by the hour on a wide variety of topics that are not limited to:
  • Cash Flow
  • Major Purchases
  • Debt Analysis
  • Real Estate Advice
  • Budget Planning
  • Buy or Lease Decisions
  • State Settlement
  • Business Purchase or Sale
  • Divorce Settlement
  • Business Planning

The process is simple and if and when we are asked for advice
  • We disclose our $200 per hour fee up front and then estimate the number of hours the specific consultation will take.
  • Then, as required, we provide a copy of the LPL Financial Registered Investment Advisor (RIA) Form ADV II, a LPL Financial Consulting Services Agreement, and a LPL Financial Consulting
  • Services Profile Schedule A from.
  • After the client signed Schedule A is received, we then perform and fulfill the agreed upon service.
  • Finally, we collect payment based on the number of hours worked.
 
In addition to asset management through LPL Financial, TriSummit Investment Advisors, also provides access to tax-exempt and tax-efficient investments, tax-deferred and qualified programs, and tax-beneficial strategies. We are also specialists in risk management and living benefit programs by addressing wealth replacement and transfer strategies, long-term and disability issues, as well as survivor protection.
 

If you would like to learn more about our Hourly Consulting services, or you would like to engage TriSummit Investment Advisors,
please email Terri Dicius at terri@trisummit.com or call 760.600.6808 or toll-free 800.727.0941

No information provided on this site is intended to constitute an offer to sell or a solicitation of an offer to buy shares of any security, nor shall any security be offered or sold to any person, in any jurisdiction in which such offer, solicitation, purchase, or sale would be unlawful under securities laws of such jurisdiction. Registered Representatives of LPL Financial whose identities and associations are disclosed on this site may only discuss securities or transact business with persons who are residents of the following states:

AR, AZ, CA, CO, FL, HI, ID, IL, MD, MN, MO, NM, NJ, NV, NY, OR, TX, UT, WA
If your state of residence is not listed, please locate an LPL Registered Representative in your state of residence
by accessing http://www.lpl.com or calling 800.877.7210.

Securities and advisory services on this site are offered through LPL Financial, a Registered Investment Advisor.
Member FINRA/SIPC. For more information please visit brokercheck.finra.org

This information is not intended to be a substitute for specific individualized tax or legal advice. We suggest that you discuss your specific situation with a qualified tax or legal advisor.


© COPYRIGHT 2018 TRISUMMIT INVESTMENT ADVISORS
© Copyright 2016 - TriSummit Investment Advisors